1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Warrants (right to buy)
|
11/04/2017 |
05/04/2027 |
Common Stock
|
400,000
|
$
3.5
|
I
|
By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
|
Warrants (right to buy)
|
01/31/2014 |
01/01/2019 |
Common Stock
|
17,010
|
$
55
|
I
|
By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
|
Warrants (right to buy)
|
01/31/2014 |
01/01/2019 |
Common Stock
|
17,010
|
$
70
|
I
|
By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
|
Warrants (right to buy)
|
01/31/2014 |
01/01/2019 |
Common Stock
|
1,417
|
$
55
|
I
|
By Beverly Sue Spitcaufsky Trust
|
Warrants (right to buy)
|
01/31/2014 |
01/01/2019 |
Common Stock
|
1,417
|
$
70
|
I
|
By Beverly Sue Spitcaufsky Trust
|
Warrants (right to buy)
|
01/31/2014 |
01/01/2019 |
Common Stock
|
1,417
|
$
55
|
I
|
By Larry S. Spitcaufsky Trust
|
Warrants (right to buy)
|
01/31/2014 |
01/01/2019 |
Common Stock
|
1,417
|
$
70
|
I
|
By Larry S. Spitcaufsky Trust
|
Warrants (right to buy)
|
01/31/2014 |
01/01/2019 |
Common Stock
|
708
|
$
55
|
I
|
By Larry and Tiki Spitcaufsky Marital Trust
|
Warrants (right to buy)
|
01/31/2014 |
01/01/2019 |
Common Stock
|
708
|
$
70
|
I
|
By Larry and Tiki Spitcaufsky Marital Trust
|
Warrants (right to buy)
|
01/31/2014 |
01/01/2019 |
Common Stock
|
708
(1)
|
$
55
|
I
|
By Blake Alexander Spitcaufsky Irrevocable Trust dated June 23, 1993
|
Warrants (right to buy)
|
01/31/2014 |
01/01/2019 |
Common Stock
|
708
(1)
|
$
70
|
I
|
By Blake Alexander Spitcaufsky Irrevocable Trust dated June 23, 1993
|
Warrants (right to buy)
|
01/31/2014 |
01/01/2019 |
Common Stock
|
1,417
(1)
|
$
55
|
I
|
By Cory Spitcaufsky Irrevocable Trust dated June 23, 1993
|
Warrants (right to buy)
|
01/31/2014 |
01/01/2019 |
Common Stock
|
1,417
(1)
|
$
70
|
I
|
By Cory Spitcaufsky Irrevocable Trust dated June 23, 1993
|