UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrant (2) | (2) | 06/21/2017(2) | Common Stock | 222,222 (1) | $ 5 | D (1) (3) (4) (5) (6) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ICS OPPORTUNITIES, LTD. C/O MILLENNIUM INTL. MGMT. LP 666 FIFTH AVENUE, 8TH FLOOR NEW YORK, NY 10103 |
X | |||
MILLENNIUM INTERNATIONAL MANAGEMENT LP C/O MILLENNIUM INTL. MGMT. GP LLC 666 FIFTH AVENUE, 8TH FLOOR NEW YORK, NY 10103 |
May be deemed a group member. | |||
MILLENNIUM INTERNATIONAL MANAGEMENT GP LLC 666 FIFTH AVENUE, 8TH FLOOR NEW YORK, NY 10103 |
May be deemed a group member. | |||
MILLENNIUM MANAGEMENT LLC 666 FIFTH AVENUE, 8TH FLOOR NEW YORK, NY 10103 |
May be deemed a group member. | |||
ENGLANDER ISRAEL A C/O MILLENNIUM MANAGEMENT LLC 666 FIFTH AVENUE, 8TH FLOOR NEW YORK, NY 10103 |
May be deemed a group member. |
* David Nolan, Co-President | 07/13/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As of the date of this Form 3, ICS Opportunities, Ltd., an exempted limited company organized under the laws of the Cayman Islands ("ICS Opportunities"), beneficially owned an aggregate of 444,444 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Chanticleer Holdings, Inc. (the "Issuer"), consisting of 222,222 shares of Common Stock and warrants to acquire 222,222 shares of Common Stock. |
(2) | The warrants will be exercisable at any time after the warrants become quoted separately and until either they are redeemed or they expire in accordance with their terms on June 21, 2017. Each warrant entitles its holder to purchase one share of the Issuer's Common Stock at an exercise price of $5.00 per share. |
(3) | Millennium International Management LP, a Delaware limited partnership ("Millennium International Management"), is the investment manager to ICS Opportunities and may be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities. |
(4) | Millennium International Management GP LLC, a Delaware limited liability company ("Millennium International Management GP"), is the general partner of Millennium International Management and may also be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities. |
(5) | Millennium Management LLC, a Delaware limited liability company ("Millennium Management") is the general partner of the 100% shareholder of ICS Opportunities, and consequently may be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities. |
(6) | Israel A. Englander ("Mr. Englander"), is the managing member of Millennium Management and Millennium International Management GP, and consequently may also be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities. |
Remarks: ICS OPPORTUNITIES, LTD. By Millennium International Management LP, its Investment Manager |